In February and March 2024, the SEC filed 26 actions, against a combined total of 65 defendants and respondents, and the CFTC filed three actions against a combined total of six defendants and respondents. (These figures exclude follow-on actions, bars and suspensions.) The SEC actions include insider trading, crypto matters and public company disclosures.

Read the latest issue

Read previous SEC & CFTC Enforcement Updates:


This communication, which we believe may be of interest to our clients and friends of the firm, is for general information only. It is not a full analysis of the matters presented and should not be relied upon as legal advice. This may be considered attorney advertising in some jurisdictions. Please refer to the firm's privacy notice for further details.