Sarah E. Kim
Lawyers
Provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities.
Sarah provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities, including compliance with the Investment Advisers Act and Investment Company Act. She also advises corporations, banks, insurance companies and other financial institutions regarding exemptions under the Investment Company Act and Investment Advisers Act.
She served as a contributing editor for International Comparative Legal Guide: Public Investment Funds 2021, and co-authored the “USA” chapter.
Experience highlights
Recent Representations
- Baicha Baidao HK$2.6 billion IPO
- Avolta €500 million notes offering and cash tender offer
- Morgan Stanley $8 billion senior notes offering
- Galaxy C$169.4 million offering of ordinary shares
- Adagene $100 million at-the-market offering
- LianLian DigiTech HK$657 million IPO
- Galderma Group CHF2.3 billion ($2.6 billion) IPO
- Auna $360 million U.S. IPO
- Morgan Stanley €5 billion senior notes offering
- Kyndryl $500 million senior notes offering
- Texas Instruments $3 billion notes offering
- Morgan Stanley $1.5 billion subordinated reset notes offering
- Sumitomo Life Insurance $1.04 billion perpetual subordinated notes offering
- Auna $550 million secured term loan refinancing
- Sumitomo Mitsui Trust Bank $1.5 billion senior notes offering
- Auna exchange offer and consent solicitations
Insights
Education
J.D., Harvard Law School
- cum laude
B.A., History, Yale University
Professional history
- Davis Polk, 1996-2002 and 2015-present
- Senior Counsel, PNC Asset Management Group, PNC Bank, 2013-2015
- Regional Legal Counsel, Citi Private Bank, Citibank, Hong Kong Branch, 2002-2013
Qualifications and admissions
- State of New York