Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 19, 2024 Articles & Books How draft trading regs provide framework for UK regime Davis Polk partners Dan Hirschovits and Simon Witty and counsel Mark Chalmers authored “How draft trading regs provide f... January 16, 2024 Client Update Dodd-Frank clawback rule applies to subsidiary issuers and guarantors of listed securities Each subsidiary issuing or guaranteeing a public company’s listed debt securities is itself subject to the clawback rule... January 3, 2024 Client Update SEC enforcement against public companies – A recap of 2023 2023 was an active year in public company enforcement by the U.S. Securities and Exchange Commission, with several first-o... December 21, 2023 Client Update FCA consults further on major changes to the UK listing regime The Financial Conduct Authority has published its long-awaited, further consultation paper seeking views on major proposed... December 20, 2023 Client Update Your 2023 Form 10-K roadmap To help navigate what has been an active year of new SEC disclosure mandates, we have prepared an overview of key consider... December 20, 2023 Client Update Preparing your 2023 Form 20-F This client update highlights key considerations for the preparation of your 2023 annual report on Form 20-F. As in previo... December 20, 2023 Client Update Fifth Circuit vacates SEC buyback rule After the SEC failed to remedy the deficiencies in the rule that the court had identified in its recent opinion, the Fifth... December 19, 2023 Client Update Updated draft of the Short Selling Regulations 2024 published On 22 November 2023, an updated draft of the Short Selling Regulations 2024 was published. It provides greater detail on t... November 30, 2023 Client Update Updated draft of the Public Offers and Admissions to Trading Regulations published On 27 November 2023, the draft of the Public Offers and Admissions to Trading Regulations 2023 was published and laid befo... November 16, 2023 Client Update Is everything an accounting control violation now? After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with w... Load More
January 19, 2024 Articles & Books How draft trading regs provide framework for UK regime Davis Polk partners Dan Hirschovits and Simon Witty and counsel Mark Chalmers authored “How draft trading regs provide f...
January 16, 2024 Client Update Dodd-Frank clawback rule applies to subsidiary issuers and guarantors of listed securities Each subsidiary issuing or guaranteeing a public company’s listed debt securities is itself subject to the clawback rule...
January 3, 2024 Client Update SEC enforcement against public companies – A recap of 2023 2023 was an active year in public company enforcement by the U.S. Securities and Exchange Commission, with several first-o...
December 21, 2023 Client Update FCA consults further on major changes to the UK listing regime The Financial Conduct Authority has published its long-awaited, further consultation paper seeking views on major proposed...
December 20, 2023 Client Update Your 2023 Form 10-K roadmap To help navigate what has been an active year of new SEC disclosure mandates, we have prepared an overview of key consider...
December 20, 2023 Client Update Preparing your 2023 Form 20-F This client update highlights key considerations for the preparation of your 2023 annual report on Form 20-F. As in previo...
December 20, 2023 Client Update Fifth Circuit vacates SEC buyback rule After the SEC failed to remedy the deficiencies in the rule that the court had identified in its recent opinion, the Fifth...
December 19, 2023 Client Update Updated draft of the Short Selling Regulations 2024 published On 22 November 2023, an updated draft of the Short Selling Regulations 2024 was published. It provides greater detail on t...
November 30, 2023 Client Update Updated draft of the Public Offers and Admissions to Trading Regulations published On 27 November 2023, the draft of the Public Offers and Admissions to Trading Regulations 2023 was published and laid befo...
November 16, 2023 Client Update Is everything an accounting control violation now? After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with w...