Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 3, 2012 Client Update CFTC Proposes Cross-Border Guidance and Exemptive Order On June 29, the CFTC released proposed interpretive guidance regarding the cross-border impact of the swap-related provisi... July 2, 2012 Client Update Dodd-Frank Progress Report - July 2012 As of July 2, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221 passed deadlines,... June 6, 2012 Client Update SEC Approves “Limit Up-Limit Down” Plan and Tighter Circuit Breakers On May 31, 2012, the SEC approved two proposals submitted by the national securities exchanges and FINRA that are designed... June 5, 2012 Client Update CFTC Adopts Historical Swap Recordkeeping and Reporting Requirements On May 18, 2012, the CFTC adopted Part 46 rules for recordkeeping and reporting of “historical swaps.” Historical swap... June 1, 2012 Client Update Dodd-Frank Progress Report - June 2012 In this Report: As of June 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221 ... May 21, 2012 Client Update CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance In a speech today at the 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler provided a preview of the CFTC’s much ... May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s... May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?... May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221... April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments... Load More
July 3, 2012 Client Update CFTC Proposes Cross-Border Guidance and Exemptive Order On June 29, the CFTC released proposed interpretive guidance regarding the cross-border impact of the swap-related provisi...
July 2, 2012 Client Update Dodd-Frank Progress Report - July 2012 As of July 2, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221 passed deadlines,...
June 6, 2012 Client Update SEC Approves “Limit Up-Limit Down” Plan and Tighter Circuit Breakers On May 31, 2012, the SEC approved two proposals submitted by the national securities exchanges and FINRA that are designed...
June 5, 2012 Client Update CFTC Adopts Historical Swap Recordkeeping and Reporting Requirements On May 18, 2012, the CFTC adopted Part 46 rules for recordkeeping and reporting of “historical swaps.” Historical swap...
June 1, 2012 Client Update Dodd-Frank Progress Report - June 2012 In this Report: As of June 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221 ...
May 21, 2012 Client Update CFTC Chairman Gensler Previews Key Elements of Dodd-Frank Title VII Cross-Border Guidance In a speech today at the 2012 FINRA Annual Conference, CFTC Chairman Gary Gensler provided a preview of the CFTC’s much ...
May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s...
May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?...
May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221...
April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments...