Region Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 24, 2014 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum The Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule adopts a tiered approach for applying EP... March 14, 2014 Articles & Books U.K. Companies Listing in the U.S. UK shares may be listed in the US for a variety of reasons, including as a result of an ‘inversion’ transaction. Histo... February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete... January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu... January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re... December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad... October 1, 2013 Articles & Books Chapter on French Insolvency Law French insolvency law provides for six restructuring and (pre-)insolvency proceedings, which can be classified into two su... Load More
March 24, 2014 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum The Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule adopts a tiered approach for applying EP...
March 14, 2014 Articles & Books U.K. Companies Listing in the U.S. UK shares may be listed in the US for a variety of reasons, including as a result of an ‘inversion’ transaction. Histo...
February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete...
January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu...
January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re...
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...
November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad...
October 1, 2013 Articles & Books Chapter on French Insolvency Law French insolvency law provides for six restructuring and (pre-)insolvency proceedings, which can be classified into two su...