Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo... June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced... May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g... April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent. March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A. March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa... See more insights November 4, 2024 Client Update Final outbound investment rule released The Treasury Department has released a final rule, effective January 2, 2025, that will impose extensive diligence require... October 28, 2024 Client Update The UK’s new Office of Trade Sanctions Implementation begins operations On 10 October 2024, the Trade, Aircraft and Shipping Sanctions (Civil Enforcement) Regulations 2024 came into effect in th... October 21, 2024 Client Update BIS guidance expands export control compliance expectations for financial institutions The Commerce Department’s Bureau of Industry and Security released new guidance that, although new regulations have not ... October 3, 2024 Articles & Books NY banking brief: All the notable legal updates in Q3 Davis Polk partner Eric McLaughlin and counsel Dana Seesel Bayersdorfer authored Law360’s quarterly New York banking bri... October 2, 2024 Client Update FDIC proposes to strengthen custodial deposit account recordkeeping in bank-fintech partnerships The FDIC proposal is the latest measure by the federal banking agencies to address perceived risks arising from bank-finte... September 26, 2024 Client Update Reg NMS resized: SEC adjusts tick sizes, lowers access fees and accelerates lot size amendments The SEC finalized a package of amendments to Regulation National Market System (Reg NMS) to reduce minimum pricing increme... September 13, 2024 Client Update FinCEN finalizes rule creating reporting requirements for certain residential real estate transfers FinCEN finalized a rule that targets illicit finance in the real estate sector and imposes new reporting requirements with... September 12, 2024 Client Update FinCEN issues final rule requiring investment advisers to maintain AML/CFT compliance programs FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maint... September 9, 2024 Client Update California lawmakers fail to delay compliance deadlines in landmark climate-related disclosure laws Proposals to delay compliance deadlines in California’s three landmark climate-related disclosure laws failed to pass du... September 4, 2024 Client Update FDIC proposes to expand its reach over some investments in bank holding companies The FDIC’s proposed amendment to its CIBCA regulations would give the FDIC greater oversight of investments by non-bank ... Load More
June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo...
June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced...
May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g...
April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent.
March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A.
March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa...
November 4, 2024 Client Update Final outbound investment rule released The Treasury Department has released a final rule, effective January 2, 2025, that will impose extensive diligence require...
October 28, 2024 Client Update The UK’s new Office of Trade Sanctions Implementation begins operations On 10 October 2024, the Trade, Aircraft and Shipping Sanctions (Civil Enforcement) Regulations 2024 came into effect in th...
October 21, 2024 Client Update BIS guidance expands export control compliance expectations for financial institutions The Commerce Department’s Bureau of Industry and Security released new guidance that, although new regulations have not ...
October 3, 2024 Articles & Books NY banking brief: All the notable legal updates in Q3 Davis Polk partner Eric McLaughlin and counsel Dana Seesel Bayersdorfer authored Law360’s quarterly New York banking bri...
October 2, 2024 Client Update FDIC proposes to strengthen custodial deposit account recordkeeping in bank-fintech partnerships The FDIC proposal is the latest measure by the federal banking agencies to address perceived risks arising from bank-finte...
September 26, 2024 Client Update Reg NMS resized: SEC adjusts tick sizes, lowers access fees and accelerates lot size amendments The SEC finalized a package of amendments to Regulation National Market System (Reg NMS) to reduce minimum pricing increme...
September 13, 2024 Client Update FinCEN finalizes rule creating reporting requirements for certain residential real estate transfers FinCEN finalized a rule that targets illicit finance in the real estate sector and imposes new reporting requirements with...
September 12, 2024 Client Update FinCEN issues final rule requiring investment advisers to maintain AML/CFT compliance programs FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maint...
September 9, 2024 Client Update California lawmakers fail to delay compliance deadlines in landmark climate-related disclosure laws Proposals to delay compliance deadlines in California’s three landmark climate-related disclosure laws failed to pass du...
September 4, 2024 Client Update FDIC proposes to expand its reach over some investments in bank holding companies The FDIC’s proposed amendment to its CIBCA regulations would give the FDIC greater oversight of investments by non-bank ...