Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo... June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced... May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g... April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent. March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A. March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa... See more insights October 23, 2020 Client Update Federal Financial Regulatory Agencies Propose New Rule Clarifying the Role of Supervisory Guidance The banking sector is both regulated and supervised, a key difference between banking and the rest of the regulated sector... October 21, 2020 Client Update Davis Polk Comments on the FDIC’s Proposed Amendments to its Guidelines for Appeals of Material Supervisory Determinations The Federal Deposit Insurance Corporation (FDIC) has taken another important step to increase transparency and accountabil... October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe... October 7, 2020 Client Update SBA Guidance: M&A Transactions and PPP Borrowers The SBA has issued a long-awaited Procedural Notice providing guidance on the procedures for changes of ownership of an en... September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad... September 23, 2020 Client Update OCC Confirms that National Banks May Take Deposits that Serve as Reserves for Fiat-Pegged Stablecoins The OCC has issued an interpretive letter confirming that national banks may take deposits that serve as reserves for fiat... September 22, 2020 Client Update CFIUS Issues Final Rule Amending Mandatory Declaration Standards The Committee on Foreign Investment in the United States (“CFIUS”) recently promulgated final regulations that modify ... September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim... September 14, 2020 Client Update Main Street Support for Nonprofits The Federal Reserve has opened the Main Street Lending Program to nonprofits. Main Street loans are complicated, and the f... September 1, 2020 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored “What is a broker-dealer?” a chapter in the second edition of Broker-Deal... Load More
June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo...
June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced...
May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g...
April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent.
March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A.
March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa...
October 23, 2020 Client Update Federal Financial Regulatory Agencies Propose New Rule Clarifying the Role of Supervisory Guidance The banking sector is both regulated and supervised, a key difference between banking and the rest of the regulated sector...
October 21, 2020 Client Update Davis Polk Comments on the FDIC’s Proposed Amendments to its Guidelines for Appeals of Material Supervisory Determinations The Federal Deposit Insurance Corporation (FDIC) has taken another important step to increase transparency and accountabil...
October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe...
October 7, 2020 Client Update SBA Guidance: M&A Transactions and PPP Borrowers The SBA has issued a long-awaited Procedural Notice providing guidance on the procedures for changes of ownership of an en...
September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad...
September 23, 2020 Client Update OCC Confirms that National Banks May Take Deposits that Serve as Reserves for Fiat-Pegged Stablecoins The OCC has issued an interpretive letter confirming that national banks may take deposits that serve as reserves for fiat...
September 22, 2020 Client Update CFIUS Issues Final Rule Amending Mandatory Declaration Standards The Committee on Foreign Investment in the United States (“CFIUS”) recently promulgated final regulations that modify ...
September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim...
September 14, 2020 Client Update Main Street Support for Nonprofits The Federal Reserve has opened the Main Street Lending Program to nonprofits. Main Street loans are complicated, and the f...
September 1, 2020 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored “What is a broker-dealer?” a chapter in the second edition of Broker-Deal...