Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo... June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced... May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g... April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent. March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A. March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa... See more insights November 27, 2018 Client Update SEC Adopts Enhanced Order Handling Disclosure Requirements The SEC recently voted to adopt amendments to Rule 606 of Regulation NMS (the “Final Rule”) that expand broker-dealers... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update U.S. Prosecutors and Regulators Impose Second Largest Penalty Ever Levied Against a Financial Institution for Violations of U.S. Economic Sanctions On November 19, 2018, a group of five U.S. federal and state prosecutors and regulators[1] announced that they had reached... November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan... November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... November 6, 2018 Client Update Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI r... November 6, 2018 Client Update U.S. Government Fully Re-Imposes Iran Sanctions, Announces “Unprecedented” Sanctions Effort On November 5, 2018, the United States completed the process of fully re-imposing sanctions related to Iran that were waiv... October 26, 2018 Client Update The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses? In recent years, a new populist school of antitrust thinking has emerged, known as “Neo-Brandeisian” to its proponents... October 16, 2018 Client Update CFIUS Pilot Program Implements FIRRMA Reforms Targeting Certain “Critical Technologies” and Requiring Mandatory Declarations The Treasury Department has issued temporary regulations establishing a pilot program to implement two provisions of the F... Load More
June 24, 2024 Client Update FDIC revamps IDI resolution planning FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo...
June 10, 2024 Client Update Supervisory threats can violate the First Amendment In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced...
May 23, 2024 Client Update Treasury releases 2024 national illicit finance strategy The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s g...
April 9, 2024 Client Update Strict liability for bank leadership: Unnecessary and unwise The clawback provision in the proposed RECOUP Act is unnecessary and unwise, and not supported by historical precedent.
March 25, 2024 Client Update Key takeaways from the FDIC’s proposed statement of policy on bank mergers The FDIC’s proposal would lead to significant change in bank M&A.
March 13, 2024 Client Update FDIC corporate governance proposal: Comment letter analysis This update analyzes comments that the FDIC received from a wide range of stakeholders on its corporate governance proposa...
November 27, 2018 Client Update SEC Adopts Enhanced Order Handling Disclosure Requirements The SEC recently voted to adopt amendments to Rule 606 of Regulation NMS (the “Final Rule”) that expand broker-dealers...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update U.S. Prosecutors and Regulators Impose Second Largest Penalty Ever Levied Against a Financial Institution for Violations of U.S. Economic Sanctions On November 19, 2018, a group of five U.S. federal and state prosecutors and regulators[1] announced that they had reached...
November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan...
November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
November 6, 2018 Client Update Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI r...
November 6, 2018 Client Update U.S. Government Fully Re-Imposes Iran Sanctions, Announces “Unprecedented” Sanctions Effort On November 5, 2018, the United States completed the process of fully re-imposing sanctions related to Iran that were waiv...
October 26, 2018 Client Update The New Populist Movement in Antitrust: Could it Change the Status Quo and Does it Threaten American Businesses? In recent years, a new populist school of antitrust thinking has emerged, known as “Neo-Brandeisian” to its proponents...
October 16, 2018 Client Update CFIUS Pilot Program Implements FIRRMA Reforms Targeting Certain “Critical Technologies” and Requiring Mandatory Declarations The Treasury Department has issued temporary regulations establishing a pilot program to implement two provisions of the F...