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The SEC published a notice of intent to grant a simplified and more flexible form of co-investment exemptive relief for BDCs and closed-end funds, although certain critical improvements h...
The Utah legislature amended its Artificial Intelligence Policy Act to focus on “high-risk” generative AI interactions and to establish a new safe harbor.
House Republicans have set forth their agenda for the financial regulators. Our deck organizes, by agency, the full list of asks in ten recent letters signed by House Republicans. We ha...
In this issue, we discuss regulatory developments regarding the Investment Company Act “names rule,” new FAQs regarding the Advisers Act “marketing rule” and a FinCEN interim rule...
U.S. companies and U.S. persons are now exempt from the beneficial ownership reporting requirements under the Corporate Transparency Act and Beneficial Ownership Information Reporting Rule.
On March 18, 2025, the FTC’s two Democratic commissioners were dismissed. The dismissals have sparked additional debate over the constitutionality of independent agencies and increase t...
The new FAQs clarify when extracted performance and certain portfolio or investment characteristics may be presented on a gross basis in an advertisement, without also being presented on ...
Following a review involving its legal committee and experts from the venture capital and legal community, the British Private Equity and Venture Capital Association has recently updated ...
The guidance clarifies the circumstances in which minimum investment amounts can help satisfy the reasonable steps required to verify purchasers’ accredited investor status in Rule 506(...