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The Supreme Court’s opinion in Lucia v. SEC, holding that SEC ALJs qualify as Officers of the United States under the Constitution and are therefore subject to the Appointments Clause o...
Arguments surrounding the constitutionality of the CFPB’s structure, never fully put to rest despite the D.C. Circuit’s en banc decision in PHH v. CFPB, are back in the headlines this...
Not enough attention has been paid to the FFIEC’s policy announcement on enforcement which is, we hope, the first step toward fundamental change. The Policy Statement on Interagency No...
One of the most high-profile proxy contests to use a universal proxy card ended on Tuesday, with some last-minute drama thrown in.
The board of SandRidge was engaged in a proxy contest wi...
On 8 June 2018 the UK Financial Conduct Authority announced that it is taking forward its proposals to establish a new premium listing category exclusively for sovereign-controlled commer...
This visual memorandum describes the proposed amendments to the Volcker Rule regulations issued by the Federal Reserve, FDIC, OCC, SEC and CFTC, as well as key requests for comment about ...
In connection with Margaret E. Tahyar’s participation in the 2018 Prudential Regulation Conference to be hosted by SIFMA and The Clearing House in Washington, D.C. on June 19, 2018, we ...
On June 19, 2018, Margaret E. Tahyar will moderate the “Supervisory and Examination Issues and Updates” panel at the 2018 Prudential Regulation Conference hosted by SIFMA and The Clea...
On June 13, 2018, the Ninth Circuit determined that where a shareholder of a Delaware corporation challenges a routine board decision in a derivative action, the shareholder must make a p...
In “Calibrating Capital”, published in the current issue of The Clearing House’s Banking Perspectives, Dr. Thomas F. Huertas discusses the relationship between capital and resolutio...