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A $900,000 fine is a reminder for companies to use care in tracking and disclosing all elements of executive compensation.
Executive perks may not be material to a company’s financial c...
On his first day in office, Acting Comptroller of the Currency Brian Brooks finalized a proposed regulation that codifies the valid-when-made principle, that a loan that is legally origin...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Rules and Regulations
SEC Proposes to Modernize Framework for Registered Fund Valuation Practices
Industry ...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Industry Update
Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...
U.S. securities laws regulate tender offers for securities of Japanese companies registered with the U.S. Securities and Exchange Commission, as well as tender offers for securities of Ja...
Over the last two and a half months UK regulators and industry bodies have announced a raft of temporary measures and guidance to assist UK listed companies in meeting their financial rep...
On May 21, 2020, the SEC adopted amendments to its financial disclosure requirements relating to acquisitions and dispositions of businesses. The new rules are a welcome easing of the bur...
Treasury has proposed regulations explaining the limits on deductibility of payments under settlements with governmental entities (including certain self-regulatory nongovernmental entiti...