This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SBSD) will be implementing operational changes and written policies...

Technology companies routinely conduct patent sales, whether through high-profile auctions like the one recently proposed by Yahoo, or as part of ordinary-course asset divestitures. There...

  The new second edition of Debt Restructuring provides detailed legal analysis of international corporate, banking, and sovereign debt restructuring, from the perspective of both credito...

This note provides an overview of the designated lender counsel arrangement in certain large debt issuances in which the debt arrangers’ counsel is chosen by the issuer or equity sponso...

  Even as the equity markets worked through a difficult stretch globally in 2015, the equity derivative markets continued to play an important role for financial institutions, companies, ...

Arthur Golden, Thomas Reid, Kyoko Takahashi Lin, Laura Turano and Morgan Lee are pleased to write the global overview of Getting the Deal Through – Corporate Governance 2016, an annual ...

On July 28, 2016, The Clearing House issued a white paper, The Custody Services of Banks, which describes the role of bank-chartered custodians.  The paper discusses the services provided...

This textbook aims to completely revamp the law school curriculum for financial regulation and policy by teaching students the basics of regulatory framework for all parts of the financia...

This article first appeared in Compliance Reporter. The Securities and Exchange Commission recently finalized its business conduct requirements for security-based swap dealers (SBSDs).