Investment Management Regulatory Update - December 2009
Industry Update
- Sen. Dodd Releases Restoring American Financial Stability Act of 2009
- SEC Commissioner Aguilar Discusses Recent Legislative Proposals
- Senate Committee Holds Hearing and Issues Report on Target Date Funds
- SEC’s Donohue Discusses Closed-End Fund Takeover Defenses
- Recent Enforcement Developments Federal “Red Flags Rules” Enforcement Deadline is Pushed Back to June 1, 2010
- Federal Regulatory Agencies Release Final Model Privacy Forms
SEC Rules and Regulations
- SEC Extends Compliance Date for Regulation S-AM
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