Investment Management Regulatory Update - February 2010
Industry Update
- President Obama Proposes Significant Limits for Financial Institutions
- Developments Regarding the Directive on Alternative Investment Fund Managers
- Joint Forum Study Identifies Areas of Concern with Respect to Hedge Funds
- SEC Chairman Discusses Views on Pending Private Fund Adviser Registration Proposals and Collaboration with the FSA
- SEC Revamps Enforcement Division, Establishing Specialized Asset Management Unit
- CalPERS Discloses Placement Agent Fees
Litigation
- Investment Advisory Firms Charged with Unlawful Short Selling Practices
- Reserve Primary Fund Distributes $3.4 Billion to Investors
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