Investment Management Regulatory Update - January 2012
SEC Rules and Regulations
- SEC Amends Net Worth Standard for Individual Accredited Investors
- SEC Schapiro Seeks Authority to Impose Larger Penalties for Securities Law Violations
Industry Update
- Federal Reserve Issues Proposed Rules on Enhanced Prudential Standards for Large Bank Holding Companies and Systemically Important Nonbank Financial Companies
Litigation
- New Initiative to Evaluate Hedge Fund Returns Leads to Four SEC Enforcement Actions
- SEC Settles Charges Against Three Investment Advisers for Compliance Failures
- Second Circuit Upholds the Constitutionality of New York City “Pay-to-Play” Law
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