SEC Announces Significant Enforcement Initiatives
In a speech at the New York City Bar yesterday evening, Robert Khuzami, Director of Enforcement of the Securities and Exchange Commission, announced a number of significant changes to Enforcement Division practice. Mr. Khuzami explained that the changes – prompted by the Enforcement Division’s self-assessment conducted during Mr. Khuzami’s first 100 days as Director – seek to streamline the SEC’s procedures and to accelerate the process of identifying, pursuing, and resolving cases.
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