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On July 11, 2024, the UK’s Financial Conduct Authority (FCA) published its final UK Listing Rules, which come into force on July 29, 2024. The new rules represent a major overhaul of th...
The Proposed Rule would formalize the requirement for a risk assessment, incorporate Treasury’s AML/CFT Priorities and emphasize the risk-based nature of the AML/CFT program requirement...
On July 3, 2024, a federal district court judge in Texas granted Plaintiffs’ motion for a preliminary injunction against the FTC’s proposed rule banning non-competes.
In SEC v. Jarkesy, the Supreme Court held that the SEC must bring fraud claims seeking penalties in federal court instead of administrative proceedings because defendants are entitled to ...
The need for financial statements is one of the items most likely to become a gating issue in a capital markets transaction. SEC rules require the company issuing securities to present au...
The Biden administration released its proposed rule that would establish a regulatory framework for outbound investments in China, following its advanced notice of proposed rulemaking rel...
In the past few weeks, the United States has announced several significant new restrictions targeting Russia, including expanded authority to impose secondary sanctions on foreign financi...
In this issue, we discuss the U.S. Court of Appeals decision that struck down the SEC’s new rules and amendments under the Advisers Act regarding private fund advisers.
FDIC has revamped its IDI Rule resulting in major changes in the resolution submissions for covered banks. Our visual memo, linked below, summarizes key components of the final rule and p...
The Northern District of California recently held that state law contract and tort claims seeking to prevent data scraping are preempted by the Copyright Act. The decision could have sign...