This page contains a collection of Davis Polk resources relating to capital and liquidity regulation in the United States.
Organized below by topics are materials that Davis Polk has prepared, along with selected source materials, from 2010 through 2017.
Resources by topic
Capital
Liquidity
September 23, 2014
Other enhanced prudential standards
December 21, 2017
Qualified Financial Contracts (QFCs) - Visual Memo
March 22, 2016
Single Counterparty Credit Limits - Visual Memo
January 11, 2017
Risk-based capital
Supplementary leverage ratio
September 12, 2014
Supplementary Leverage Ratio (SLR) Final Rule - Visual Memo
September 2014
September 2014
Davis Polk Blackline of Final LCR Rule
January 21, 2014
Basel Committee’s Revised Basel III Leverage Ratio - Visual Memo
Enhanced supplementary leverage ratio
CCAR, Capital planning and Dodd-Frank stress testing
November 2013
Davis Polk Visuals on the Federal Reserve’s 2014 Stress Test Scenarios
November 2013
Davis Polk Blackline Comparing 2014 CCAR Instructions with 2013 Instructions
November 2013
October 2012
October 2012
Federal Reserve Final Rule on Dodd-Frank Company-Run Stress Tests for Mid-size Banking Organizations (Oct. 2012)
November 2011
Federal Reserve Final Rule on Capital Plans for Large U.S. BHCs
Liquidity coverage ratio
September 23, 2014
Final Liquidity Coverage Rule (LCR0 - Visual Memo
September 2014
September 2014
Davis Polk Blackline of Final LCR Rule
February 27, 2014
Foreign Banks: U.S. Liquidity Buffer Requirement - Visual Memo and Interactive Calculator
October 30, 2013
U.S. Basel III Liquidity Coverage Ratio Proposal - Visual Memo
October 2013
November 2013
Blackline of U.S. Liquidity Coverage Ratio Proposal: Federal Register Version vs. Draft Version
January 2014
Davis Polk Blackline of Basel Committee’s Final LCR Disclosure Standards
Qualified financial contracts
October 2017
FDIC Final QFC Rule - Federal Register Version
September 12, 2017
Federal Reserve Final QFC Rule - Federal Register Version
November 29, 2017
OCC Final QFC Rule - Federal Register Version
August 24, 2017
Federal Reserve Board Memo on QFC Final Rule
May 25, 2016
Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs
December 21, 2017
Single counterparty credit limits
March 22, 2016
Single-Counterparty Credit Limits Proposed Rule: March 2016 Federal Reserve Reproposal
March 16, 2016
Federal Register Single-Counterparty Credit Limits Proposed Rule
June 24, 2013
OCC Lending Limits Final Rule: Credit Exposures from Derivatives and Securities Financing
April 5, 2016
Webcast U.S. Banks: Federal Reserve’s Single-Counterparty Credit Limits Reproposal
April 6, 2016
April 7, 2016
Total-loss absorbing capital
General enhanced prudential standards resources
April 2, 2014
U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks
February 24, 2014
Dodd-Frank Enhanced Prudential Standards Final Rule for U.S. Bank Holding Companies
February 24, 2014
Dodd-Frank Enhanced Prudential Standards Final Rule for Foreign Banks
March 24, 2014
Dodd-Frank Enhanced Prudential Standards Final Rule for Foreign Banks with Limited U.S. Footprints
February 27, 2014
Foreign Banks: U.S. Liquidity Buffer Requirement - Visual Memo and Interactive Calculator
March 26, 2014
Davis Polk Blackline of Federal Reserve Dodd-Frank Enhanced Prudential Standards Final Rule Text
December 17, 2012
Dodd-Frank Enhanced Prudential Standards for Foreign Banking Organizations
December 23, 2011
Proposed Enhanced Prudential Standards for Large U.S. BHCs and Nonbank SIFIs
Background resources
March 27, 2014
Federal Register Enhanced Prudential Standards Final Rule
February 18, 2014
Dodd-Frank Enhanced Prudential Standards Final Rule Press Release
February 7, 2014
Federal Reserve Staff Memo (Feb. 2014)
February 18, 2014
Statement by Federal Reserve Chair Janet L. Yellen
February 18, 2014
Statement by Federal Reserve Governor Daniel K. Tarullo
December 2012
Enhanced Prudential Standards Proposed Rule for Large FBOs
December 2011
Enhanced Prudential Standards Proposed Rule for Large U.S. BHCs and Nonbank SIFIs
July 21, 2010
Statutory Text of Sections 165 and 166 of the Dodd-Frank Act