Amelia T.R. Starr

Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Contracts Industry Update Blass Remarks at the Independent Dire...

Industry Update OCIE Issues Risk Alert Regarding Investment Advisers and Cash Solicitation Rule Compliance Issues Litigation SEC Halts ICO, Suspends Nevada Corporation’s Securities T...

Rules and Regulations SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and 17e-1 Under the Investment Company Act of 1940 Industry Update ...

Industry Update Director of Division of Investment Management Testifies About Division Oversight Co-Director of SEC Enforcement Steven Peikin Gives Remarks on Remedies and Relief in SEC ...

Rules and Regulations SEC Withdraws Two No-Action Letters Ahead of November Roundtable Industry Update Statement on Investor Roundtables Regarding Standards of Conduct for Investmen...

Industry Update SEC Chairman Gives Remarks on Capital Formation Litigation Regulators Step Up Enforcement on Crypto Firms SEC Resolves FCPA Allegations Against U.S.-Based Investme...

In recent years, many state legislatures have limited the use and breadth of non-competes in employment agreements.  Following this trend, on August 10, 2018, Massachusetts Governor Charl...

Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Reacts to SEC Regulation of Investment Professionals SEC Launches N...

Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Reacts to SEC Regulation of Investment Professionals Litigation S...

Rules and Regulations SEC Proposes New ETF Rule SEC Adopts Inline XBRL for Tagged Data SEC Adopts Amendments to the Liquidity Disclosure Rule SEC Proposes Whistleblower Rule Amendments ...