On November 4, 2022, the Pre-Emption Group (PEG) issued a new version of its Statement of Principles implementing the recommendations of the Secondary Capital Raising Review (SCRR).
Davis Polk partners Simon Witty and Dan Hirschovits and associate James Ufland authored “Equity Capital Markets in the UK (England and Wales): Regulatory Overview” in Practical Law. T...
On 28 July 2022, the Financial Conduct Authority (FCA) published decision notices for Carillion plc (Carillion) and three of its former executive directors relating to breaches of the Mar...
On 27 May 2022, following an earlier consultation, the UK’s Financial Conduct Authority (FCA) published new and revised procedural and technical guidance on the UK prospectus regime and...
On 26 May 2022, the FCA published a discussion paper seeking further views as to how it can make the UK listing regime and the applicable listing rules more effective, easier to understan...
On 20 April 2022, the UK Financial Conduct Authority (FCA) announced new rules requiring listed companies to report information and disclose against targets regarding the representation o...
On 1 March 2022, HM Treasury set out the policy approach the UK government will take to reform of the prospectus regime in the UK, following the Prospectus Regime Review consultation in J...
On 3 December 2021, significant changes to the UK Listing Rules came into force focused on making the UK public markets more attractive for listing fast-growing companies, including in th...
On 12 October 2021, HM Treasury launched an independent expert review that will make recommendations on improving the UK capital raising process for listed companies. The UK Secondary Cap...
The FCA has published a Policy Statement containing its final rules and changes to the Listing Rules for SPACs seeking to list on the main market of the London Stock Exchange. These rules...
