On 6 March 2020, the UK Financial Conduct Authority (“FCA”) published a consultation paper (CP 20/3) which contained a number of proposals with regard to disclosures by listed compani...
Our UK Corporate Finance Update: Coronavirus (COVID-19) – Related Measures and Guidance published earlier this week provided a summary of the initial measures taken, and guidance issued...
This memorandum highlights some annual general meeting (AGM) considerations for UK foreign private issuers (FPIs) with listings in the United States arising from coronavirus (COVID-19), i...
The Bank of England has emphasized that the economic shock from coronavirus (COVID-19) will pose a challenge for the maintenance of liquidity and working capital by UK companies. With the...
With the onset of the coronavirus (COVID-19) pandemic, this memorandum provides a brief summary of the first of what will likely be multiple rounds of measures taken, and guidance issued,...
The UK’s main financial regulators announced a series of measures last week intended to alleviate some of the regulatory burdens facing firms and financial market infrastructures in the...
On 12 December 2019, the UK Financial Conduct Authority issued its Final Notice against Kevin Gorman, a senior employee of Braemar Shipping Services plc, for failing to notify Braemar and...
The Financial Conduct Authority has published an important update on its preparations for Brexit in the Primary Market Bulletin No. 24 (“PMB 24”).
Among other things, PMB 24 reminds f...
The European Securities and Markets Authority (ESMA) published a consultation paper on 3 October 2019, at the request of the European Commission, on the EU’s Market Abuse Regulation (MA...
This memorandum provides an overview of the Guidelines on Risk Factors under the New Prospectus Regulation, which were published by ESMA on 1 October 2019. The Guidelines are intended to ...
