On October 26, 2017, Stephanie Avakian and Steven Peikin, Co-Directors of the U.S. Securities and Exchange Commission’s Division of Enforcement, provided remarks at the 2017 Securities ...
On October 6, 2017, Deputy Attorney General Rod Rosenstein provided remarks at the NYU Program on Corporate Compliance & Enforcement on Department of Justice (“DOJ” or the “Departme...
In United States v. Martoma
,a divided U.S. Court of Appeals for the Second Circuit overturned a key holding of its previous decision in United States v. Newman and significantly loosene...
Webinar
1.0 CA - General; NY - Professional Practice / Practice Management
Please join us for a discussion on some of this year’s key enforcement trends and developments in U.S. Sanctions and Anti-Money Laundering.
Trends and expectations of the new Adminis...
On June 5, 2017, the Supreme Court decided Kokesh v. SEC, and unanimously held that the five-year statute of limitations in 28 U.S.C. § 2462—which governs any “action, suit or proce...
On April 18, 2017, the Supreme Court heard oral argument in Kokesh v. SEC to resolve a circuit split on the issue of whether the five-year statute of limitations in 28 U.S.C. § 2462—wh...
Continuing its regulatory focus on cross-border audits on both the inspection and enforcement fronts, the PCAOB announced on March 29, 2017 that it had settled charges against two former ...
The Fraud Section of the U.S. Department of Justice (“DOJ”) Criminal Division (the “Fraud Section”) recently published an Evaluation of Corporate Compliance Programs (the “Evalu...
On January 17, 2017, the Department of Justice (“DOJ”) announced that British multinational manufacturer Rolls-Royce plc (“Rolls-Royce” or the “Company”) had entered into a De...
On January 13, 2017, the Supreme Court granted certiorari in Kokesh v. SEC to resolve a circuit split on the issue of whether the five-year statute of limitations in 28 U.S.C. § 2462—w...
