On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap regulatory regime. The rules define the term “U.S. person” and ...
As of July 1, 2014, a total of 280 Dodd-Frank rulemaking requirement deadlines have passed. Of these 280 passed deadlines, 127 (45.4%) have been missed and 153 (54.6%) have been met with ...
More than six months after the release of final Volcker Rule regulations, banking organizations continue to grapple with a long list of interpretive questions and an opaque process for se...
In the past month, one rulemaking requirement was finalized and one rulemaking requirement was proposed.
As of June 2, 2014, a total of 280 Dodd-Frank rulemaking requirement deadlines ha...
The Securities and Exchange Commission (“SEC”) recently issued a proposal to establish a framework of recordkeeping, reporting and notification requirements for security-based swap de...
In the past month, one rulemaking requirement was finalized and no rulemaking requirements were proposed.
As of May 1, 2014, a total of 280 Dodd-Frank rulemaking requirement deadlines ha...
In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized, and one rule was proposed that would meet twelve rulemaking requirements.
As of A...
In the past month, no rulemaking requirement deadlines passed, no rulemaking requirements were proposed, and one rule was finalized that meets four rulemaking requirements.
As of March 3...
In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were proposed that would meet rulemaking requirements.
As of February 3, ...
Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regulations for non-U.S. swap dealers and foreign ...
