In this issue, we discuss, among other things, an SEC rule proposal relating to ESG disclosures and a recent enforcement action relating to alleged ESG disclosure failures.
In this issue, we discuss, among other things, SEC exam priorities for registered investment advisers and recent enforcement actions involving private fund advisers.
In this issue, we discuss, among other things, SEC exam priorities for registered investment advisers and recent enforcement actions involving private fund advisers.
In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a recent enforcement action involving a private equity fund adviser.
In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a recent enforcement action involving a private equity fund adviser.
In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advisers, as well as recent enforcement actions involving “hedge clau...
In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advisers, as well as recent enforcement actions involving “hedge clau...
In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance and examinations of private fund advisers, and a recent enforcem...
In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance and examinations of private fund advisers, and a recent enforcem...
In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation of crypto assets. Our update also highlights proposed amendments...
