Jennifer Grant Cooper

Rules and Regulations House Approves Revised Financial CHOICE Act Litigation Supreme Court Rules that Five-Year Statute of Limitations Applies to SEC Disgorgement Actions

Rules and Regulations SEC Proposes Amendments to Advisers Act Rules to Reflect Changes Made by the FAST Act House Financial Services Committee Approves Revised Financial CHOICE Act

Industry Upate Financial CHOICE ACT Proposes to Exempt Private Equity Fund Advisers from Registration and Reporting Requirements of Advisers Act SEC Subpoena Serves as a Reminder to Full...

Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers

The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of Proposed Rulemaking (the “Proposed Rule”)1 that would extend...