COVID-19 Update
SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
CFTC and NFA Provide Temporary Regulatory Relief to Commodity...
The CARES Act provides for a $349 billion expansion of the existing Small Business Administration loan program for small businesses. However, the CARES Act does not appear to have overrid...
Davis Polk has prepared two memos describing key portions of the bill just signed into law: the Coronavirus Aid, Relief, and Economic Security Act (CARES Act). In this memo, we cover the...
The SEC provided additional temporary relief to help registered funds manage potential liquidity issues in the current market environment that may be caused by the COVID-19 outbreak. The ...
Rules and Regulations
Proposed Amendments to the Volcker Rule
SEC Issues Order Granting Exemptive Relief for Multi-Manager Fund Board Approval of Sub-Advisory Agreements Without In-Pe...
Rules and Regulations
Proposed Amendments to the Volcker Rule
Industry Update
SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resi...
Rules and Regulations
SEC Proposes to Expand Access to Private Offerings
SEC Proposes Rule Changes for Auditor Independence Requirements
Industry Update
SEC’s National Examination Pr...
Rules and Regulations
SEC Proposes to Expand Access to Private Offerings
SEC Proposes Rule Changes for Auditor Independence Requirements
Industry Update
SEC’s National Examinati...
Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Company Act of 1940. According to the proposing release, proposed Ru...
Rules and Regulations
SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules
SEC Proposes to Modernize Regulation of Derivatives Use by Registered Funds
SE...
