Rules and Regulations
SEC Grants No-Action Relief to Great Ajax Funding LLC Under Section 3(c)(5)(C) of the Investment Company Act to Permit Treatment of Interests in Securitization Trus...
Industry Update
SEC’s National Examination Program Releases Examination Priorities for 2018
SEC Releases Diversity Assessment Tool for SEC Regulated Entities
Litigation
SEC Charges F...
Rules and Regulations
SEC Releases FAQs on Liquidity Risk Management Reforms
SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act
SEC Staff Permanently Extends...
Rules and Regulations
SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act
Industry Update
CFTC Releases Backgrounder on Oversight of and Approach to Virtual...
Will Pearce and John Bick are delighted to be contributing editors of the inaugural edition of Getting the Deal Through: Private M&A 2018, a comprehensive overview of the laws, regulati...
Minority equity investments in public companies are on the rise.These are often structured as an investment in convertible preferred stock to give the investor a senior position to other ...
In case you are wondering – no, this is not about making the closing more festive, or planning for a champagne celebration after the closing.
As companies think about the timing of the ...
