Breaking News on Enforcement Activity
Hedge Funds Under Scrutiny for Bets Against the Euro SEC Rules and Regulations
SEC Adopts Amendments to Money Market Fund Rules
Industry Update...
Industry Update
President Obama Proposes Significant Limits for Financial Institutions
Developments Regarding the Directive on Alternative Investment Fund Managers
Joint Forum Study ...
SEC Rules and Regulations
SEC Adopts Amendments to the Custody Rule
SEC Extends Expiration Date for Temporary Rule on Principal Trades with Certain Advisory Clients
SEC Adopts Rule...
Litigation
Insider Trading Charges Brought Against Hedge Fund Manager Raj Rajaratnam, Galleon Management and Others
SEC Appeals Mark Cuban Insider Trading Decision
Industry Update
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SEC Rules and Regulations
SEC Adopts Interim Final Temporary Rule Requiring Money Market Fund Disclosure
Industry Update
Rep. Kanjorski Releases Private Fund Investment Advisers R...
The Davis Polk Financial Crisis Manual has been written for anyone who wants to understand the flurry of new legislation, old law used in new ways, contracts with Treasury, press releases...
INDUSTRY UPDATE
Changes to New York Law Governing Powers of Attorney Effective September 1, 2009
SEC, CFTC Hold Joint Meetings on Regulatory Harmonization
SEC, FINRA Issue Warning to...
LITIGATION
Two Decisions Highlight Uncertainty of Section 10(b) Liability
SEC Sanctions Ram Capital for Violating Broker Registration Requirements
SEC, Perry Capital Settle Disclosur...
On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204” or the “final rule”) under the Securities Exchange Act of...
