Leor Landa

On August 7, 2006, SEC Chairman Christopher Cox announced that the SEC will not seek en banc review of the decision of the U.S. Court of Appeals for the District of Columbia Circuit in Go...

On July 25, 2006, the U.S. Senate Committee on Banking, Housing, and Urban Affairs (“Committee”) held a hearing on the regulation of hedge funds in the wake of the D.C. Circuit’s de...

On June 20, 2006, the SEC adopted three new rules — Rules 12d1-1, 12d1-2 and 12d1-3 (collectively, the “New Rules”) — and amended five registration statement forms — Forms N-1A,...

On May 2, 2006, the SEC announced the settlement of insider trading charges against hedge fund adviser Deephaven Capital Management, LLC (“Deephaven”) and its former portfolio manager...

Enforcement Actions … … … …1 Litigation … … … … … … …8 Industry Update … … … … …10

SEC Rules & Regulations … … . .1 SEC Enforcement Actions … … . .4 Litigation … … … … … … …8 Industry Update … … … … …12

SEC Enforcement Actions … … . .1 NASD Developments … … … . .4 Industry Update … … … … … .5

SEC Interpretations: No-Action Letters … … … … . .1 SEC Enforcement Actions … … . .6 NASD Developments … … … .13 Industry Update … … … … …14

SEC Interpretations … … …… .1 SEC Enforcement Actions … . .. .3 Litigation … … … … … … …6 NASD Developments … … … .7 NYSE Developments … … … .8 In...

SEC Rules & Regulations … … . .1 Litigation … … … … … … …3 SEC Interpretations: No-Action Letters … … . .6 SEC Enforcement Actions … … . .8 NASD Developments...