Litigation

• Advising a global investment fund in an HKIAC arbitration, arising from an investment in an entertainment company
• Advising several China-based U.S.-listed issuers and their directors and officers in connection with securities class actions

Regulatory & Internal Investigations

• Advising financial institutions and corporate clients in responding to regulatory inquiries and conducting internal investigations in connection with market manipulation/misconduct, accounting fraud, insider trading, disclosure obligations, etc.
• Advising a leading U.S. technology company on an investigation in alleged Foreign Corrupt Practices Act (FCPA) violations in the company’s procurement and marketing operations in China
• Advising a major state-owned energy company in China in relation to an internal investigation concerning its internal control
• Advising a former executive of a China-based U.S.-listed internet company in connection with an SEC investigation
• Advising a U.S. social media technology company in connection with an antitrust investigation by the U.S. government

Regulatory and Compliance Advise in M&A transactions 

• Conducting anti-corruption, AML and sanctions due diligence on behalf of banks and funds in M&A transactions and recommending post-transaction enhancement measures