Nora M. Jordan Lawyers Senior Counsel New York nora.jordan@davispolk.com +1 212 450 4684 Download address card Print this page Mobile Menu Trigger Full Bio Experience Insights News Filters All practices...Capital MarketsCivil LitigationCorporateDerivatives & Structured ProductsEnvironmentalESG RiskExecutive CompensationFinanceFinancial InstitutionsInvestment ManagementLitigationMergers & AcquisitionsPrivate EquityRestructuringTaxTrusts & EstatesWhite Collar Defense & Investigations All industries... All regions...AsiaEurope All insights...Articles & BooksClient Update September 1, 2005 Client Update Investment Management Regulatory Update - September 2005 SEC Enforcement Actions … … . .1 NASD Developments … … … . .2 Litigation … … … … … … …3 Industry Updates … … … … …4 August 10, 2005 Client Update Investment Management Regulatory Update - August 2005 SEC Enforcement Actions Litigation Industry Updates July 1, 2005 Client Update Investment Management Regulatory Update - July 2005 Industry Updates … … … … …1 NASD Developments … … … . 5 Litigation … … … … … … …6 June 7, 2005 Client Update Investment Management Regulatory Update - June 2005 A Summary of Current Investment Management Regulatory Developments SEC Enforcement Actions … … 1 Speech by SEC Staff … … … . .6 Industry Updates … … … … . . 7 May 10, 2005 Client Update Investment Management Regulatory Update - May 2005 On April 6, 2005, the House passed a bill, the Realtime Investor Protection Act (H.R. 1077), that would give investors immediate online access to broker, dealer and investment adviser inf... Back to top
September 1, 2005 Client Update Investment Management Regulatory Update - September 2005 SEC Enforcement Actions … … . .1 NASD Developments … … … . .2 Litigation … … … … … … …3 Industry Updates … … … … …4
August 10, 2005 Client Update Investment Management Regulatory Update - August 2005 SEC Enforcement Actions Litigation Industry Updates
July 1, 2005 Client Update Investment Management Regulatory Update - July 2005 Industry Updates … … … … …1 NASD Developments … … … . 5 Litigation … … … … … … …6
June 7, 2005 Client Update Investment Management Regulatory Update - June 2005 A Summary of Current Investment Management Regulatory Developments SEC Enforcement Actions … … 1 Speech by SEC Staff … … … . .6 Industry Updates … … … … . . 7
May 10, 2005 Client Update Investment Management Regulatory Update - May 2005 On April 6, 2005, the House passed a bill, the Realtime Investor Protection Act (H.R. 1077), that would give investors immediate online access to broker, dealer and investment adviser inf...
