Sarah E. Kim

Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, we discuss, among other things, recent SEC enforcement actions in...

Here is our latest report on regulatory developments relating to private equity and investment management.  In this issue, we discuss, among other things, recent SEC enforcement actions i...

Rules and Regulations Updated FAQs on Modernized Registered Investment Company Reporting SEC Staff Statement Regarding Termination of Exemptive Relief and Withdrawal of Staff Letters ...

Industry Update The SEC Division of Examinations Issues Risk Alert Regarding ESG Investing

Rules and Regulations SEC Staff Statement on Withdrawal and Modification of Staff Letters Related to Rulemaking on Use of Derivatives and Certain Other Transactions by Registered Funds...

Litigation SEC Settles with Investment Adviser Principals Responsible for Alleged Misstatements and Omissions Regarding Due Diligence, Valuation, and Conflicts of Interest

Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the fourth edition of International Comparative Legal Guide: Public Investment Funds 2021. Rowl...

Following the White House statement on January 20, 2021 that effectively froze pending agency regulations, the amended marketing rule under the Advisers Act has now been published in the ...