Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 29, 2021 Client Update Deputy Attorney General Lisa Monaco announces significant DOJ corporate enforcement policy changes On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate ... October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He address... September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi... September 23, 2021 Client Update Ninth Circuit panel allows Slack securities claims to advance On September 20, a divided Ninth Circuit panel broke with nearly 50 years of precedent in holding that investors could cha... September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte... August 31, 2021 Articles & Books Getting the Deal Through: Merger Control 2022 Davis Polk partner Ronan Harty and counsel Mary Marks authored the United States chapter in the twenty-sixth edition of Ge... August 27, 2021 Client Update Second Circuit affirms dismissal of “event-driven” securities lawsuit A Second Circuit panel affirmed a decision dismissing securities fraud claims against Danske Bank and its officers and dir... August 25, 2021 Articles & Books Identifying Item 4(c) and 4(d) Documents: Updates to a Classic Davis Polk counsel Mary Marks, associate Gregory Morrison and law clerk Elena Joffroy recently authored “Identifying Ite... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ... Load More
October 29, 2021 Client Update Deputy Attorney General Lisa Monaco announces significant DOJ corporate enforcement policy changes On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate ...
October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He address...
September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi...
September 23, 2021 Client Update Ninth Circuit panel allows Slack securities claims to advance On September 20, a divided Ninth Circuit panel broke with nearly 50 years of precedent in holding that investors could cha...
September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte...
August 31, 2021 Articles & Books Getting the Deal Through: Merger Control 2022 Davis Polk partner Ronan Harty and counsel Mary Marks authored the United States chapter in the twenty-sixth edition of Ge...
August 27, 2021 Client Update Second Circuit affirms dismissal of “event-driven” securities lawsuit A Second Circuit panel affirmed a decision dismissing securities fraud claims against Danske Bank and its officers and dir...
August 25, 2021 Articles & Books Identifying Item 4(c) and 4(d) Documents: Updates to a Classic Davis Polk counsel Mary Marks, associate Gregory Morrison and law clerk Elena Joffroy recently authored “Identifying Ite...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ...