Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 16, 2021 Articles & Books SEC data transfer safe harbor raises questions for UK companies Davis Polk partner Robert Cohen and associates Mikaela Dealissia and Will Schildknecht recently authored “SEC Data Trans... March 8, 2021 Client Update Reg FD and the riskiest of phone calls On March 5, the SEC announced charges against AT&T for violating Regulation FD (Fair Disclosure), the agency’s marquee r... March 5, 2021 Client Update SEC establishes Enforcement Division Climate and ESG Task Force Yesterday, the Securities and Exchange Commission announced a newly created Climate and ESG Task Force in the Division of ... March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia... February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio... February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t... February 4, 2021 Client Update Antitrust and a new administration: Important developments Many have anticipated that the Biden Administration and Democratic-controlled Congress would push for changes in antitrust... February 3, 2021 Client Update Ninth Circuit affirms dismissal of securities class action against Tesla On January 26, 2021, the Ninth Circuit issued a decision affirming the dismissal of civil securities law claims filed agai... February 1, 2021 Client Update Revised 2021 jurisdictional thresholds under the HSR Act Today, the Federal Trade Commission announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds. Under the new thre... January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo... Load More
March 16, 2021 Articles & Books SEC data transfer safe harbor raises questions for UK companies Davis Polk partner Robert Cohen and associates Mikaela Dealissia and Will Schildknecht recently authored “SEC Data Trans...
March 8, 2021 Client Update Reg FD and the riskiest of phone calls On March 5, the SEC announced charges against AT&T for violating Regulation FD (Fair Disclosure), the agency’s marquee r...
March 5, 2021 Client Update SEC establishes Enforcement Division Climate and ESG Task Force Yesterday, the Securities and Exchange Commission announced a newly created Climate and ESG Task Force in the Division of ...
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia...
February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio...
February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t...
February 4, 2021 Client Update Antitrust and a new administration: Important developments Many have anticipated that the Biden Administration and Democratic-controlled Congress would push for changes in antitrust...
February 3, 2021 Client Update Ninth Circuit affirms dismissal of securities class action against Tesla On January 26, 2021, the Ninth Circuit issued a decision affirming the dismissal of civil securities law claims filed agai...
February 1, 2021 Client Update Revised 2021 jurisdictional thresholds under the HSR Act Today, the Federal Trade Commission announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds. Under the new thre...
January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo...