Davis Polk partner Annette Nazareth will be among the speakers at PLI’s The SEC Speaks in 2019 program.  Nazareth will serve as a commentator on the “Division of Investment Management” panel.  Topics discussed will include:

    • Division initiatives and rulemakings
    • Guidance developments
    • Disclosure and analytics developments

Nazareth will also serve as a commentator on the “Judicial and Legislative Developments” panel. Topics discussed will include:

    • Liability for knowing dissemination of false or misleading statements in connection with a securities transaction: Lorenzo v. SEC
    • ALJ constitutional challenges post-Lucia v. SEC 
    • SEC remedies post-Kokesh v. SEC
    • Insider trading developments

The program will be held April 8-9, 2019, in Washington DC.

For more information, please visit the event website.

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