Davis Polk partner Annette Nazareth will speak at PLI’s virtual “The SEC Speaks in 2020” program. Nazareth will serve as a commentator on two panels. The first panel is titled “Division of Trading and Markets.” Topics discussed will include:

• Equity market structure
• Dodd-Frank implementation
• Clearance and settlement
• Risk analytics
• Broker-Dealer issues
• Crypto 
• Reg BI

The second panel is titled “Judicial and Legislative Developments.” Topics discussed will include:

• District court authority to award disgorgement in SEC enforcement actions: Liu v. SEC
• Liability for knowing dissemination of false or misleading statements in connection with a securities transaction: Lorenzo v. SEC
• Regulation Best Interest:  State of New York et al. v. SEC
• Applicability of Section 2462 limitations period to injunctive relief: Gentile v. SEC   
• Transaction Fee Pilot:  NYSE et al. v. SEC
• Rule 30e-3: Twin Rivers Paper Co. v. SEC
• Exchange data fees: NASDAQ et al. v. SEC

For more information, please visit the event website.

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