On May 4, 2023, Davis Polk partner Zach Zweihorn will be among the speakers at the Financial Markets Association’s 2023 Securities Compliance Seminar. He will speak on the “Digital Platforms and Digital Engagement” panel. Topics discussed will include the various types of digital platforms used by broker-dealers and other financial services firms to interact with customers; the core regulatory duties that face firms engaging in transactions with retail customers on digital platforms; digital engagement techniques employed by some digital platforms designed to assist and appeal to retail investors; the SEC’s views and potential regulatory actions relating to digital engagement by broker-dealers and investment advisers; and future trends toward heightened use of structured data to further enhance available financial tools for customers using digital platforms.

For more information, please visit the event website.

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