Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 17, 2023 Client Update When Howey met Gary (Gensler): Ripple or tsunami? The SEC lost a game point in its case against Ripple Labs when a federal court ruled that several categories of XRP token ... June 30, 2023 Client Update EU and UK Memorandum of Understanding on financial services regulatory cooperation On 27 June 2023, the UK and EU signed a Memorandum of Understanding establishing a framework for financial services regula... June 15, 2023 Client Update Changes to the UK criminal insider dealing regime enter into force On 15 June 2023, The Insider Dealing (Securities and Regulated Markets) Order 2023 enters into force. It amends the Crimin... June 10, 2023 Client Update NYSE and Nasdaq delay effective date of clawback rule to October 2, 2023 The NYSE and Nasdaq have amended their proposed listing standards relating to clawbacks to provide that October 2, 2023 wi... June 8, 2023 Client Update SEC removes references to credit ratings from Regulation M In its third attempt over the past 15 years, the SEC adopted amendments to Regulation M to remove references to credit rat... June 7, 2023 Webinar SEC clawback rule – Practical tips for adopting and administering the new requirements Davis Polk is pleased to announce a webinar on the new SEC-mandated NYSE and Nasdaq clawback listing standards. Join lawye... June 2, 2023 Client Update Supreme Court confirms the scope of Section 11’s tracing requirement In Slack Technologies, LLC v. Pirani, the Supreme Court confirmed that under Section 11 of the Securities Act of 1933 plai... May 8, 2023 Client Update SEC mandates new disclosures for stock buybacks While the new rules will not require stock buyback disclosure within one business day as was proposed, they mandate signif... May 3, 2023 Client Update FCA proposes major changes to the UK listing regime to simplify rules and encourage listings The FCA has today published a consultation paper seeking views on major proposed reforms to the UK listing regime, includi... April 27, 2023 Webinar Fireside chat with Stephen Walker, CFO of Taboola Capital Markets partner Michael Kaplan discusses IPO considerations for ad-tech companies with Stephen Walker, CFO of Tabo... Load More
July 17, 2023 Client Update When Howey met Gary (Gensler): Ripple or tsunami? The SEC lost a game point in its case against Ripple Labs when a federal court ruled that several categories of XRP token ...
June 30, 2023 Client Update EU and UK Memorandum of Understanding on financial services regulatory cooperation On 27 June 2023, the UK and EU signed a Memorandum of Understanding establishing a framework for financial services regula...
June 15, 2023 Client Update Changes to the UK criminal insider dealing regime enter into force On 15 June 2023, The Insider Dealing (Securities and Regulated Markets) Order 2023 enters into force. It amends the Crimin...
June 10, 2023 Client Update NYSE and Nasdaq delay effective date of clawback rule to October 2, 2023 The NYSE and Nasdaq have amended their proposed listing standards relating to clawbacks to provide that October 2, 2023 wi...
June 8, 2023 Client Update SEC removes references to credit ratings from Regulation M In its third attempt over the past 15 years, the SEC adopted amendments to Regulation M to remove references to credit rat...
June 7, 2023 Webinar SEC clawback rule – Practical tips for adopting and administering the new requirements Davis Polk is pleased to announce a webinar on the new SEC-mandated NYSE and Nasdaq clawback listing standards. Join lawye...
June 2, 2023 Client Update Supreme Court confirms the scope of Section 11’s tracing requirement In Slack Technologies, LLC v. Pirani, the Supreme Court confirmed that under Section 11 of the Securities Act of 1933 plai...
May 8, 2023 Client Update SEC mandates new disclosures for stock buybacks While the new rules will not require stock buyback disclosure within one business day as was proposed, they mandate signif...
May 3, 2023 Client Update FCA proposes major changes to the UK listing regime to simplify rules and encourage listings The FCA has today published a consultation paper seeking views on major proposed reforms to the UK listing regime, includi...
April 27, 2023 Webinar Fireside chat with Stephen Walker, CFO of Taboola Capital Markets partner Michael Kaplan discusses IPO considerations for ad-tech companies with Stephen Walker, CFO of Tabo...