Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 9, 2014 Client Update Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications Sarbanes-Oxley Act, Dodd-Frank and the Consumer Financial Protection Act impose overlapping anti-retaliation provisions th... April 21, 2014 Client Update 2014 Proxy Season: Early Indications While we are still in early days of the 2014 proxy season, trends are starting to emerge. The following update summarizes ... January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t... January 21, 2014 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - January 2014 Amid the recent uptick in U.S. IPO transactions to levels not seen since the heady days of 1999 and 2000, Davis Polk’s p... December 4, 2013 Client Update Nasdaq Proposes More Flexible Compensation Committee Independence Standards The NYSE and Nasdaq listing standards governing the independence of compensation committee members, as required under Dodd... October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S... August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ... August 6, 2013 Client Update First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds On July 24, 2013, in a controversial ruling in the Sun Capital case, the U.S. Court of Appeals for the First Circuit endor... May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r... April 23, 2013 Client Update Recent European Compensation Developments: Financial Institutions and Beyond Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment c... Load More
June 9, 2014 Client Update Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications Sarbanes-Oxley Act, Dodd-Frank and the Consumer Financial Protection Act impose overlapping anti-retaliation provisions th...
April 21, 2014 Client Update 2014 Proxy Season: Early Indications While we are still in early days of the 2014 proxy season, trends are starting to emerge. The following update summarizes ...
January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t...
January 21, 2014 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - January 2014 Amid the recent uptick in U.S. IPO transactions to levels not seen since the heady days of 1999 and 2000, Davis Polk’s p...
December 4, 2013 Client Update Nasdaq Proposes More Flexible Compensation Committee Independence Standards The NYSE and Nasdaq listing standards governing the independence of compensation committee members, as required under Dodd...
October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S...
August 8, 2013 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry The move toward stricter regulation of remuneration in the financial services industry in the European Union has resulted ...
August 6, 2013 Client Update First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds On July 24, 2013, in a controversial ruling in the Sun Capital case, the U.S. Court of Appeals for the First Circuit endor...
May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r...
April 23, 2013 Client Update Recent European Compensation Developments: Financial Institutions and Beyond Almost half a decade after the onset of the financial crisis, populist sentiment and the resulting political environment c...