Our lawyers produce a wealth of substantive, timely and practical guidance and resource materials. Subscribe to receive updates based on your interests.
Rules and Regulations
Proposed Amendments to the Volcker Rule
SEC Issues Order Granting Exemptive Relief for Multi-Manager Fund Board Approval of Sub-Advisory Agreements Without In-Pe...
Rules and Regulations
Proposed Amendments to the Volcker Rule
Industry Update
SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resi...
It is obvious that the risks presented by the novel coronavirus (COVID-19) transcend “business as usual” for market participants. How should Boards be approaching the risks and opport...
On February 7, 2020, the Office of the Attorney General of California (CAL AG) released a modified version of its proposed regulations, which it further modified on February 10, 2020, und...
On February 18, 2020, the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) imposed blocking sanctions pursuant to Executive Order (“E.O.”) 13850 against Rosn...
On December 18, 2019, the CFTC proposed rules that would modify and codify the cross-border application of certain of its Title VII swap rules to both U.S. and non-U.S. registered swap de...
This visual memorandum describes the proposed amendments to the covered fund provisions of the Volcker Rule regulations issued by the Federal Reserve, FDIC, OCC, SEC and CFTC. To make the...
On January 30, the Securities and Exchange Commission released interpretive guidance for companies regarding disclosure of key performance indicators and other metrics in Management’s D...
On January 30, 2020, the Federal Reserve Board, OCC, FDIC, SEC and CFTC (the Agencies) proposed amendments to the covered fund provisions of the Volcker Rule. The proposed amendments addr...