Our lawyers produce a wealth of substantive, timely and practical guidance and resource materials. Subscribe to receive updates based on your interests.
In a unanimous decision, the Supreme Court held the NRA plausibly alleged that former DFS Commissioner Maria Vullo coerced DFS-regulated entities into cutting ties with the NRA based sole...
In a closely watched case, the U.S. Court of Appeals for the Fifth Circuit struck down in its entirety the SEC’s new private fund advisers rule on the grounds that the rule exceeded the...
The update recaps certain changes to the Takeover Code and relevant Takeover Panel and industry guidance issued since publication of the 14th edition of the Takeover Code six months ago.
In this issue, we discuss proposed customer identification requirements for investment advisers and amendments regarding expanded cybersecurity requirements for broker-dealers, investment...
On May 9, 2024, EPA published a final rule requiring existing fossil fuel-fired steam generating units and new fossil fuel-fired combustion turbines to cut GHG emissions, including throug...
On 24 May 2024, the UK’s Digital Markets, Competition and Consumers Act received royal assent, representing the most significant reform to UK competition and consumer law in over a decade.
The U.S. Treasury Department released its 2024 national illicit finance strategy, which outlines the U.S. government’s goals, objectives, and priorities to disrupt and prevent illicit f...
The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investment companies to have reasonably designed policies and procedures ...
In a joint rulemaking, FinCEN and the SEC issued a proposed rule that would require certain investment advisers to establish risk-based customer identification programs.
In an important step forward, the House is set to vote on a bill that would establish a comprehensive regulatory framework for digital assets and offer important protections for customers...