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Today, the Federal Reserve and FDIC released the public sections of the 2018 165(d) resolution plans of Barclays, Credit Suisse, Deutsche Bank and UBS, which were due on July 1, 2018. Th...
On June 28, 2018, the Securities and Exchange Commission (“SEC”) voted to propose amendments to the rules governing its whistleblower program. These changes include expanding the typ...
On June 14, 2018, the U.S. Supreme Court decided that U.S. federal courts should only give “respectful consideration”–rather than conclusive deference—to a foreign government’s ...
On June 12, 2018, the CFTC published a notice of proposed rulemaking that would make permanent the $8 billion temporary swap dealer de minimis registration threshold currently in effect a...
Financial services regulatory reform in 2018 is complex and evolving. To assist in navigating this landscape, the Davis Polk Financial Institutions Group has prepared a reference tool tha...
On June 25, 2018, a divided panel of the U.S. Court of Appeals for the Second Circuit issued an amended decision in United States v. Martoma. In its initial decision, the Second Circuit e...
On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the issuer to take measures to ensure that its future disclosures comp...
Management of human capital is an increasing area of focus for investors as part of their ESG assessments. But what exactly falls under the “human capital” rubric, as the term seems a...
The Federal Reserve last week released the results of its 2018 Comprehensive Capital Analysis and Review (CCAR). We have analyzed the 2018 CCAR results, along with the Dodd-Frank Act St...
As part of the SEC’s continuing effort to streamline disclosure for smaller companies, the Securities and Exchange Commission announced on June 28 that it had adopted a final rule to re...