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The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory appeals process. We compare the OCC proposal with the recently final...
Over the past several weeks, the post-Maduro sanctions landscape in Venezuela has begun to take shape, with tightly controlled relief focused on the Venezuelan oil industry and broad sanc...
The Treasury Department’s Financial Crimes Enforcement Network continues its efforts to modernize the U.S. AML/CFT compliance framework, providing covered financial institutions excepti...
A federal district court in Texas yesterday vacated FTC rules that went into effect last year revising the information parties must submit to the antitrust agencies in merger filings subm...
Director Margaret Ryan recently gave a speech describing her “guiding principles” and enforcement priorities. She balanced the need for toughness with a focus on fraud that harms inve...
On February 4, 2026, a Ninth Circuit panel affirmed in part and reversed in part the dismissal of a securities fraud action alleging that a toy company misled investors about inventory ma...
Three merger settlements announced across industrial sectors last week demonstrate that the U.S. antitrust agencies’ stated openness to structural remedies is real. Transacting parties ...
On 30 January 2026, the Securities and Futures Commission (SFC) issued a circular highlighting what it described as “highly concerning issues” identified in certain listing applicatio...
In this issue, we discuss a compliance risk alert and new FAQs both regarding the Advisers Act Marketing Rule, proposed amendments to the small entity definitions for purposes of the Regu...