Investment Management Regulatory Update - April 2013
SEC Rules and Regulations
- CFTC and SEC Adopt Identity Theft Rules
- SEC Staff Responds to Inquiries About Filing Requirements for Certain Electronic Communications
This communication, which we believe may be of interest to our clients and friends of the firm, is for general information only. It is not a full analysis of the matters presented and should not be relied upon as legal advice. This may be considered attorney advertising in some jurisdictions. Please refer to the firm's privacy notice for further details.
Copy link to share post