Investment Management Regulatory Update - September 2010
SEC Rules and Regulations
- SEC Votes to Adopt New Proxy Access Rules
Industry Update
- Technical Corrections and Revisions to New York Law Governing Powers of Attorney Effective September 12, 2010
- SEC Issues No-Action Letter Temporarily Relieving Money Market Funds from NRSRO Designation Obligations
- SEC Announces the Expiration of Temporary Rule 206(3)-3T
- ABA Task Force Completes Report on Fund Use of Leverage and Derivatives; SEC Hopes to Take Action by Year’s End
- Securities Regulators Update Report on Best Practices for Firms Serving Senior Investors
Litigation
- Second Circuit Upholds the Constitutionality of Connecticut’s “Pay-to-Play” Law As It Relates to Contractors and their Families
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