Rules and Regulations

  • SEC Adopts Amendments to Advisers Act Rules to Reflect Changes Made by FAST Act

Industry Update

  • CFTC Releases Backgrounder on Oversight of and Approach to Virtual Currency Futures Markets

Litigation

  • Texas Securities Commissioner Issues Cease and Desist Order Against Cryptocurrency Promoter
  • SEC Charges Investment Adviser, Its President and Its Former Chief Compliance Officer with Violations of the Advisers Act and Safeguards Rule

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