This is the first in a series of timing updates relating to the SEC’s security-based swap rules. The purpose of these updates is to assist firms intending to register as SBS dealers and other security-based swap market participants with their planning and development efforts in advance of the compliance dates. 


This communication, which we believe may be of interest to our clients and friends of the firm, is for general information only. It is not a full analysis of the matters presented and should not be relied upon as legal advice. This may be considered attorney advertising in some jurisdictions. Please refer to the firm's privacy notice for further details.