Investment Management

Davis Polk partner Gregory Rowland and counsel Sarah Kim and Leon Salkin contributed to International Comparative Legal Gu...

The SEC published a notice of intent to grant a simplified and more flexible form of co-investment exemptive relief for BD...

In this issue, we discuss regulatory developments regarding the Investment Company Act “names rule,” new FAQs regardin...

The new FAQs clarify when extracted performance and certain portfolio or investment characteristics may be presented on a ...

The guidance clarifies the circumstances in which minimum investment amounts can help satisfy the reasonable steps require...

In this issue, we discuss recent developments regarding compliance with Exchange Act Rule 13f-2 and Form SHO, and FinCEN?...

In this issue, we discuss recent developments regarding enforcement of the Corporate Transparency Act, and the SEC staff?...

In this issue, we discuss recent developments regarding enforcement of the Corporate Transparency Act, and enforcement act...

In this issue, we discuss technical amendments adopted by the SEC to reflect the federal court’s decision to vacate the ...

On 1, November 2024, the FCA issued finalised guidance on the UK change in control regime. The guidance outlines the expec...