Investment Management

In this issue we discuss the 2025 examination priorities for the SEC’s Division of Examinations.

Davis Polk partner Greg Rowland co-authored a chapter in Global Legal Insight’s Blockchain & Cryptocurrency Laws and Reg...

In this issue we discuss, among other things, recent enforcement actions involving investment advisers and alleged violati...

The SEC’s form and rule amendments require 1940 Act funds to enhance their periodic portfolio reporting. The SEC also pr...

On September 12, 2024, the U.S. Treasury Department and the Internal Revenue Service released proposed regulations address...

FinCEN’s Investment Adviser Rule will, as of January 1, 2026, require certain investment advisers to implement and maint...

In this issue we discuss, among other things, amended reporting requirements for registered funds and SEC guidance regardi...

In this issue, we discuss a recent enforcement action involving a private fund adviser that allegedly included misleading ...

In this issue, we discuss the U.S. Court of Appeals decision that struck down the SEC’s new rules and amendments under t...

In a closely watched case, the U.S. Court of Appeals for the Fifth Circuit struck down in its entirety the SEC’s new pri...