Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 24, 2020 Client Update Investment Management Regulatory Update - November 2020 Rules and Regulations SEC Simplifies Private Offering Rules Withdrawal of SEC Staff No-Action Letters Related to Rulemaki... November 17, 2020 Client Update SEC Updates Regulatory Framework for Fund of Funds Arrangements In early October, the SEC adopted changes to “streamline and enhance the regulatory framework applicable to funds that i... October 30, 2020 Client Update Investment Management Regulatory Update - October 2020 Rules and Regulations SEC Adopts Updated Regulatory Framework for Fund of Funds Arrangements SEC Adopts Modernized Reg... October 27, 2020 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2021, Davis Polk partner Gregory Rowlan... October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe... September 30, 2020 Client Update Investment Management Regulatory Update - September 2020 Rules and Regulations SEC Expands Access to Private Offerings Industry Update OCIE Publishes Risk Alert on Cybersecurit... September 1, 2020 Client Update SEC Expands Access to Private Offerings On August 26, the Securities and Exchange Commission expanded the definitions of “accredited investor” in Regulation D... August 31, 2020 Client Update Investment Management Regulatory Update - August 2020 Rules and Regulations SEC Modernizes the Accredited Investor Definition SEC Proposes Amendments to Modernize Fund Shareho... July 31, 2020 Client Update Investment Management Regulatory Update - July 2020 Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers SEC Adopts Amen... July 24, 2020 Client Update Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers On July 22, 2020, the SEC issued a release with guidance that supplements its prior guidance regarding the proxy voting re... Load More
November 24, 2020 Client Update Investment Management Regulatory Update - November 2020 Rules and Regulations SEC Simplifies Private Offering Rules Withdrawal of SEC Staff No-Action Letters Related to Rulemaki...
November 17, 2020 Client Update SEC Updates Regulatory Framework for Fund of Funds Arrangements In early October, the SEC adopted changes to “streamline and enhance the regulatory framework applicable to funds that i...
October 30, 2020 Client Update Investment Management Regulatory Update - October 2020 Rules and Regulations SEC Adopts Updated Regulatory Framework for Fund of Funds Arrangements SEC Adopts Modernized Reg...
October 27, 2020 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors In this chapter for Global Legal Insights - Blockchain & Cryptocurrency Regulation 2021, Davis Polk partner Gregory Rowlan...
October 16, 2020 Client Update SEC Proposes to Exempt Certain “Finders” from Broker-Dealer Registration Requirements A divided SEC voted last week to issue a Proposed Exemptive Order (the Proposal) that would, if adopted, permit natural pe...
September 30, 2020 Client Update Investment Management Regulatory Update - September 2020 Rules and Regulations SEC Expands Access to Private Offerings Industry Update OCIE Publishes Risk Alert on Cybersecurit...
September 1, 2020 Client Update SEC Expands Access to Private Offerings On August 26, the Securities and Exchange Commission expanded the definitions of “accredited investor” in Regulation D...
August 31, 2020 Client Update Investment Management Regulatory Update - August 2020 Rules and Regulations SEC Modernizes the Accredited Investor Definition SEC Proposes Amendments to Modernize Fund Shareho...
July 31, 2020 Client Update Investment Management Regulatory Update - July 2020 Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers SEC Adopts Amen...
July 24, 2020 Client Update Securities and Exchange Commission Issues Supplemental Guidance Concerning Proxy Voting Responsibilities of Investment Advisers On July 22, 2020, the SEC issued a release with guidance that supplements its prior guidance regarding the proxy voting re...